Charles I & IV
Emperor Karl of Austria-Hungary, circa 1917
|Emperor of Austria,|
Apostolic King of Hungary, Croatia,
Dalmatia, and King of Bohemia
|Reign||21 November 1916 -|
|Coronation||30 December 1916,|
Budapest (as king of Hungary)
|Predecessor||Franz Joseph I|
Karl Seitz (as President of Austria)
Mihály Károlyi (as President of Hungary)
|Born||17 August 1887|
Persenbeug Castle, Persenbeug-Gottsdorf, Lower Austria, Austria-Hungary
|Died||1 April 1922 (aged 34)|
Madeira, Portuguese Republic
|Father||Archduke Otto Franz of Austria|
|Mother||Princess Maria Josepha of Saxony|
Charles I or Karl I (Karl Franz Joseph Ludwig Hubert Georg Otto Maria; 17 August 1887 – 1 April 1922) was the last Emperor of Austria, the last King of Hungary (as Charles IV, Hungarian: IV. Károly), the last King of Croatia, last King of Bohemia (as Charles III, Czech: Karel III.), and the last monarch belonging to the House of Habsburg-Lorraine before the dissolution of Austria-Hungary. The son of Archduke Otto of Austria and Princess Maria Josepha of Saxony, Charles became heir presumptive of Emperor Franz Joseph after his uncle Archduke Franz Ferdinand of Austria was assassinated in 1914. In 1911, he married Princess Zita of Bourbon-Parma.
Charles succeeded to the thrones in November 1916 following the death of Franz Joseph. He made secret attempts to negotiate Austria-Hungary's exit from the First World War but was unsuccessful. Despite Charles' efforts to preserve the empire by transforming it into a federal union, Austria-Hungary hurtled towards disintegration: Czechoslovakia and the State of Slovenes, Croats and Serbs were proclaimed, and Hungary broke monarchic ties to Austria by the end of October 1918. Following the Armistice of 11 November 1918, Charles "renounced participation" in state affairs, but did not abdicate. The Republic of German-Austria was proclaimed the following day, and in April 1919 he was formally dethroned by the Austrian Parliament and exiled to Switzerland.
Charles spent the remaining years of his life attempting to restore the monarchy. He made two attempts to reclaim the Hungarian throne in 1921; both failed due to a lack of support from Hungary's regent Miklós Horthy. Charles was exiled for a second time to the Portuguese island of Madeira, where he soon fell ill and died of respiratory failure in 1922.
Charles was born on 17 August 1887, in the Castle of Persenbeug, in Lower Austria. His parents were Archduke Otto Franz of Austria and Princess Maria Josepha of Saxony. At the time, his great-uncle Franz Joseph reigned as Emperor of Austria and King of Hungary. Upon the death of Crown Prince Rudolph in 1889, the Emperor's brother, Archduke Karl Ludwig, was next in line to the Austro-Hungarian throne. However, his death in 1896 from typhoid made his eldest son, Archduke Franz Ferdinand, the new heir presumptive.
Archduke Charles was reared a devout Catholic. He spent his early years wherever his father's regiment happened to be stationed; later on, he lived in Vienna and Reichenau an der Rax. He was privately educated, but, contrary to the custom ruling in the imperial family, he attended a public gymnasium for the sake of demonstrations in scientific subjects. On the conclusion of his studies at the gymnasium, he entered the army, spending the years from 1906 to 1908 as an officer chiefly in Prague, where he studied Law and Political Science concurrently with his military duties.
In 1907, he was declared of age, and Prince Zdenko Lobkowitz was appointed as his chamberlain. During the next few years, he carried out his military duties in various Bohemian garrison towns. Charles' relations with his great-uncle were not intimate, and those with his uncle Franz Ferdinand were not cordial, with the differences between their wives increasing the existing tension between them. For these reasons, Charles, up to the time of the assassination of his uncle in 1914, obtained no insight into affairs of state, but led the life of a prince not destined for a high political position.
In 1911, Charles married Princess Zita of Bourbon-Parma. They had met as children but did not see one another for almost ten years, as each pursued their education. In 1909, his Dragoon regiment was stationed at Brandýs nad Labem in Bohemia, from where he visited his aunt at Franzensbad.:5
It was during one of these visits that Charles and Zita became reacquainted.:5 Due to Franz Ferdinand's morganatic marriage in 1900, his children were excluded from the succession. As a result, the Emperor pressured Charles to marry. Zita not only shared Charles' devout Catholicism, but also an impeccable royal lineage.:16 Zita later recalled:
We were of course glad to meet again and became close friends. On my side feelings developed gradually over the next two years. He seemed to have made his mind up much more quickly, however, and became even more keen when, in the autumn of 1910, rumours spread about that I had got engaged to a distant Spanish relative, Jaime, Duke of Madrid. On hearing this, the Archduke came down post haste from his regiment at Brandeis and sought out his [step]grandmother, Archduchess Maria Theresa, who was also my aunt and the natural confidante in such matters. He asked if the rumor was true and when told it was not, he replied, "Well, I had better hurry in any case or she will get engaged to someone else.":8
Archduke Charles traveled to Villa Pianore, the Italian winter residence of Zita's parents, and asked for her hand; on 13 June 1911, their engagement was announced at the Austrian court.:8 Charles and Zita were married at the Bourbon-Parma castle of Schwarzau in Austria on 21 October 1911. Charles's great-uncle, the 81-year-old Emperor Franz Joseph, attended the wedding. He was relieved to see an heir make a suitable marriage, and was in good spirits, even leading the toast at the wedding breakfast.:19 Archduchess Zita soon conceived a son, and Otto was born 20 November 1912. Seven more children followed in the next decade.
Charles became heir presumptive after the assassination of Archduke Franz Ferdinand in Sarajevo in 1914, the event which precipitated World War I. Only at this time did the old Emperor take steps to initiate the heir-presumptive to his crown in affairs of state. But the outbreak of World War I interfered with this political education. Charles spent his time during the first phase of the war at headquarters at Teschen, but exercised no military influence.
Charles then became a Feldmarschall (Field Marshal) in the Austro-Hungarian Army. In the spring of 1916, in connection with the offensive against Italy, he was entrusted with the command of the XX. Corps, whose affections the heir-presumptive to the throne won by his affability and friendliness. The offensive, after a successful start, soon came to a standstill. Shortly afterwards, Charles went to the eastern front as commander of an army operating against the Russians and Romanians.
Charles succeeded to the thrones in November 1916 after the death of his grand-uncle, Emperor Franz Joseph. On 2 December 1916, he assumed the title of Supreme Commander of the whole army, succeeding Archduke Friedrich. His coronation as King of Hungary occurred on 30 December. In 1917, Charles secretly entered into peace negotiations with France. He employed his brother-in-law, Prince Sixtus of Bourbon-Parma, an officer in the Belgian Army, as intermediary. However, the Allies insisted on Austrian recognition of Italian claims to territory and Charles refused, so no progress was made. Foreign minister Graf Czernin was only interested in negotiating a general peace which would include Germany, Charles himself went much further in suggesting his willingness to make a separate peace. When news of the overture leaked in April 1918, Charles denied involvement until French Prime Minister Georges Clemenceau published letters signed by him. This led to Czernin's resignation, forcing Austria-Hungary into an even more dependent position with respect to its seemingly wronged German ally.
The Austro-Hungarian Empire was wracked by inner turmoil in the final years of the war, with much tension between ethnic groups. As part of his Fourteen Points, U.S. President Woodrow Wilson demanded that the Empire allow for autonomy and self-determination of its peoples. In response, Charles agreed to reconvene the Imperial Parliament and allow for the creation of a confederation with each national group exercising self-governance. However, the ethnic groups fought for full autonomy as separate nations, as they were now determined to become independent from Vienna at the earliest possible moment.
The new foreign minister Baron Istvan Burián asked for an armistice 14 October based on the Fourteen Points, and two days later Charles issued a proclamation that radically changed the nature of the Austrian state. The Poles were granted full independence with the purpose of joining their ethnic brethren in Russia and Germany in a Polish state. The rest of the Austrian lands were transformed into a federal union composed of four parts: German, Czech, South Slav, and Ukrainian. Each of the four parts was to be governed by a federal council, and Trieste was to have a special status. However, United States Secretary of State Robert Lansing replied four days later that the Allies were now committed to the causes of the Czechs, Slovaks and South Slavs. Therefore, autonomy inside the Empire for the nationalities was no longer enough. In fact, a Czechoslovak provisional government had joined the Allies 14 October, and the South Slav national council declared an independent South Slav state 29 October 1918.
From the beginning of his reign, Karl favored the creation of a third Croatian political entity in the Empire, in addition to Austria and Hungary. In his Croatian coronation oath in 1916, he recognized the union of the Triune Kingdom of Croatia, Dalmatia and Slavonia with Rijeka and during his short reign supported trialist suggestions from the Croatian Sabor and Ban, but the suggestions were always vetoed by the Hungarian side which did not want to share power with other nations. After Emperor Karl's manifesto of 14 October 1918 was rejected by the declaration of the National Council in Zagreb. President of the Croatian pro-monarchy political party Pure Party of Rights Dr. Aleksandar Horvat, with other parliament members and generals went to visit the emperor on 21 October 1918 in Bad Ischl, where the emperor agreed and signed the trialist manifesto under the proposed terms set by the delegation, on the condition that the Hungarian part does the same since he swore an oath on the integrity of the Hungarian crown. The delegation went the next day to Budapest where it presented the manifesto to Hungarian officials and Council of Ministers who signed the manifesto and released the king from his oath, creating a third Croatian political entity (Zvonimir's kingdom). After the signing, two parades were held in Zagreb, one for the ending of the K.u.K. monarchy, which was held in front of the Croatian National Theater, and another one for saving the trialist monarchy. The last vote for the support of the trialist reorganization of the empire was, however, too late. On 29 October 1918, the Croatian Sabor (parliament) ended the union and all ties with Hungary and Austria, proclaimed the unification of all Croatian lands and entered the State of Slovenes, Croats and Serbs. The curiosity is that no act of Sabor dethroned King Karl IV, nor did it acknowledge the entering in a state union with Serbia, which is today mentioned in the preamble of the Constitution of Croatia.
The Lansing note effectively ended any efforts to keep the Empire together. One by one, the nationalities proclaimed their independence; even before the note the national councils had been acting more like provisional governments. Charles' political future became uncertain. On 31 October, Hungary officially ended the personal union between Austria and Hungary. Nothing remained of Charles' realm except the predominantly German-speaking Danubian and Alpine provinces, and he was challenged even there by the German Austrian State Council. His last Austrian prime minister, Heinrich Lammasch, advised him that he was in an impossible situation, and his best course was to temporarily give up his right to exercise sovereign power.
On the day of the Armistice of 11 November 1918, Charles issued a carefully worded proclamation in which he recognized the Austrian people's right to determine the form of the state and "relinquish[ed] every participation in the administration of the State." He also released his officials from their oath of loyalty to him. On the same day, the Imperial Family left Schönbrunn Palace and moved to Castle Eckartsau, east of Vienna. On 13 November, following a visit with Hungarian magnates, Charles issued a similar proclamation--the Eckartsau Proclamation--for Hungary.
Although it has widely been cited as an "abdication", the word itself was never used in either proclamation. Indeed, he deliberately avoided using the word abdication in the hope that the people of either Austria or Hungary would vote to recall him. Privately, Charles left no doubt that he believed himself to be the rightful emperor. He wrote to Friedrich Gustav Piffl, the Archbishop of Vienna:
"I did not abdicate, and never will [...] I see my manifesto of 11 November as the equivalent to a cheque which a street thug has forced me to issue at gunpoint [...] I do not feel bound by it in any way whatsoever."
Instead, on 12 November, the day after he issued his proclamation, the independent Republic of German-Austria was proclaimed, followed by the proclamation of the First Hungarian Republic on 16 November. An uneasy truce-like situation ensued and persisted until 23 to 24 March 1919, when Charles left for Switzerland, escorted by the commander of the small British guard detachment at Eckartsau, Lieutenant Colonel Edward Lisle Strutt.
As the imperial train left Austria on 24 March, Charles issued another proclamation in which he confirmed his claim of sovereignty, declaring that
"whatever the national assembly of German Austria has resolved with respect to these matters since 11 November is null and void for me and my House."
The newly established republican government of Austria was not aware of this "Manifesto of Feldkirch" at this time--it had been dispatched only to King Alfonso XIII of Spain and to Pope Benedict XV through diplomatic channels--and politicians in power were irritated by the Emperor's departure without explicit abdication.
The Austrian Parliament responded on 3 April with the Habsburg Law, which dethroned and banished the Habsburgs. Charles was barred from ever returning to Austria. Other male Habsburgs could only return if they renounced all intentions of reclaiming the throne and accepted the status of ordinary citizens. Another law passed on the same day abolished all nobility in Austria. In Switzerland, Charles and his family briefly took residence at Castle Wartegg near Rorschach at Lake Constance, and later moved to Château de Prangins at Lake Geneva on 20 May.
Encouraged by Hungarian royalists ("legitimists"), Charles sought twice in 1921 to reclaim the throne of Hungary, but failed largely because Hungary's regent, Admiral Miklós Horthy (the last commander of the Imperial and Royal Navy), refused to support Charles' restoration. Horthy's action was declared "treasonous" by royalists. Critics suggest that Horthy's actions were more firmly grounded in political reality than those of Charles and his supporters. Indeed, neighbouring countries had threatened to invade Hungary if Charles tried to regain the throne. Later in 1921, the Hungarian parliament formally nullified the Pragmatic Sanction, an act that effectively dethroned the Habsburgs.
After the second failed attempt at restoration in Hungary, Charles and his pregnant wife Zita were arrested and quarantined at Tihany Abbey. On 1 November 1921 they were taken to the Hungarian Danube harbour city of Baja, were taken on board the monitor HMS Glowworm, and there removed to the Black Sea where they were transferred to the light cruiser HMS Cardiff. On 19 November 1921 they arrived at their final exile, the Portuguese island of Madeira. Determined to prevent a third restoration attempt, the Council of Allied Powers had agreed on Madeira because it was isolated in the Atlantic Ocean and easily guarded.
The couple and their children, who joined them on 2 February 1922, lived first at Funchal at the Villa Vittoria, next to Reid's Hotel, and later moved to Quinta do Monte. Compared to the imperial glory in Vienna and even at Eckartsau, conditions there were certainly impoverished.
Charles did not leave Madeira. On 9 March 1922 he had caught a cold in town, which developed into bronchitis and subsequently progressed to severe pneumonia. Having suffered two heart attacks, he died of respiratory failure on 1 April, in the presence of his wife (who was pregnant with their eighth child) and nine-year-old former Crown Prince Otto, remaining conscious almost until his last moments. His last words to his wife were "I love you so much." His remains except for his heart are still on the island, resting in state in a chapel devoted to the Emperor in the Church of Our Lady of The Hill (Igreja de Nossa Senhora do Monte), in spite of several attempts to move them to the Habsburg Crypt in Vienna. His heart and the heart of his wife are entombed in Muri Abbey, Switzerland.
Historians have been mixed in their evaluations of Charles and his reign. In the interwar years he was celebrated in Austria as a military hero. When Nazi Germany took over it made his memory into that of a traitor. For decades after 1945, both popular interest and academic interest practically disappeared. Attention has slowly returned.
Helmut Rumpler, the head of the Habsburg commission of the Austrian Academy of Sciences, described Charles as "a dilettante, far too weak for the challenges facing him, out of his depth, and not really a politician." Others have seen Charles as a brave and honourable figure who tried to stop the war in which his Empire was doing so poorly. The English Neo-Jacobite writer, Herbert Vivian, wrote:
Karl was a great leader, a Prince of peace, who wanted to save the world from a year of war; a statesman with ideas to save his people from the complicated problems of his Empire; a King who loved his people, a fearless man, a noble soul, distinguished, a saint from whose grave blessings come.
Anatole France, the French novelist, stated:
This war without end is criminal. What is abominable is that they do not want to end it. No, they do not want. Do not try to tell me that there was no way to end it. Emperor Charles offered peace; he is the only decent man to have appeared in this war, and he was not listened to. There was, through him, a chance that could have been seized... Clemenceau called the emperor a "rotten conscience," it's ignoble. Emperor Charles sincerely wanted peace, and therefore was despised by the whole world. [...] A king of France, yes a king, would have had pity on our poor, exhausted, bloodlet nation. However democracy is without a heart and without entrails. When serving the powers of money, it is pitiless and inhuman.
Paul von Hindenburg, the German commander in chief, commented in his memoirs:
He tried to compensate for the evaporation of the ethical power which emperor Franz Joseph had represented by offering völkisch reconciliation. Even as he dealt with elements who were sworn to the goal of destroying his empire he believed that his acts of political grace would affect their conscience. These attempts were totally futile; those people had long ago lined up with our common enemies, and were far from being deterred.
Charles of Austria-Hungary
Charles I of Austria with the habit of the Order of Saint Stephen of Hungary
|Emperor of Austria-Hungary and Layman|
|Venerated in||Catholic Church|
|Beatified||3 October 2004, Saint Peter's Square, Vatican City by Pope John Paul II|
|Church of Our Lady of Monte, Funchal, Portugal|
Catholic Church leaders have praised Charles for putting his Christian faith first in making political decisions, and for his role as a peacemaker during the war, especially after 1917. They have considered that his brief rule expressed Catholic social teaching, and that he created a social legal framework that in part still survives.
The cause or campaign for his canonization began in 1949. In 1954, the cause was opened and Charles was declared "servant of God", the first step in the process. At the beginning of the cause for canonization in 1972 his tomb was opened and his body was discovered to be incorrupt.
On 14 April 2003, the Vatican's Congregation for the Causes of Saints, in the presence of Pope John Paul II, promulgated Charles of Austria's "heroic virtues". Charles thereby acquired the title "venerable". On 21 December 2003, the Congregation certified, on the basis of three expert medical opinions, that a miracle in 1960 occurred through the intercession of Charles. The miracle attributed to Charles was the scientifically inexplicable healing of a Brazilian nun with debilitating varicose veins; she was able to get out of bed after she prayed for his beatification.
Pope John Paul II declared Charles "Blessed" in a beatification ceremony in St. Peter's Square on 3 October 2004. The Pope also declared 21 October, the date of Charles' marriage in 1911 to Princess Zita, to be Charles' feast day. At the ceremony, the Pope stated:
The decisive task of Christians consists in seeking, recognizing and following God's will in all things. The Christian statesman, Charles of Austria, confronted this challenge every day. To his eyes, war appeared as "something appalling". Amid the tumult of the First World War, he strove to promote the peace initiative of my Predecessor, Benedict XV.
Pope Benedict XV's peace plan consisted of seven principal elements: (1) the moral force of right ... be substituted for the material force of arms, (2) there must be simultaneous and reciprocal diminution of armaments, (3) a mechanism for international arbitration must be established, (4) true liberty and common rights over the sea should exist, (5) there should be a renunciation of war indemnities, (6) occupied territories should be evacuated, and (7) there should be an examination of rival claims. The best outcome to the war, according to Pope Benedict XV, was an immediate restoration of the status quo without reparations or any form of forced demands. Although the plan seemed unattainable due to the severity of the war thus far, it had been appealing to the Catholic Emperor Charles I, who could have seen it as his duty as Apostolic King of Hungary to carry out the Church's will, or as a way to preserve his throne in the years to come. The beatification nevertheless raised controversy over Charles' authorisation of the Austro-Hungarian Army's use of poison gas during World War I.
From the beginning, Emperor Charles conceived of his office as a holy service to his people. His chief concern was to follow the Christian vocation to holiness also in his political actions. For this reason, his thoughts turned to social assistance.
On 31 January 2008, after a 16-month investigation, a Church tribunal recognized a second miracle attributed to Charles I. A "devout Baptist" from Florida was allegedly cured after several recent converts to Roman Catholicism in Louisiana prayed for Charles' intercession.
Charles I of Austria
|Reference style||His Imperial and Royal Apostolic Majesty|
|Spoken style||Your Imperial and Royal Apostolic Majesty|
His Imperial and Royal Apostolic Majesty,
Charles the First,
By the Grace of God, Emperor of Austria, Apostolic King of Hungary, of this name the Fourth, King of Bohemia, Dalmatia, Croatia, Slavonia, and Galicia, Lodomeria, and Illyria; King of Jerusalem, Archduke of Austria; Grand Duke of Tuscany and Cracow, Duke of Lorraine and of Salzburg, of Styria, of Carinthia, of Carniola and of the Bukovina; Grand Prince of Transylvania; Margrave of Moravia; Duke of Upper and Lower Silesia, of Modena, Parma, Piacenza and Guastalla, of Auschwitz and Zator, of Teschen, Friuli, Ragusa and Zara; Princely Count of Habsburg and Tyrol, of Kyburg, Gorizia and Gradisca; Prince of Trent and Brixen; Margrave of Upper and Lower Lusatia and in Istria; Count of Hohenems, Feldkirch, Bregenz, Sonnenberg; Lord of Trieste, of Cattaro, and in the Windic March; Grand Voivode of the Voivodeship of Serbia.
Charles and Princess Zita of Bourbon-Parma had eight children together.
|Crown Prince Otto||20 November 1912||4 July 2011(aged 98)||married (1951) Princess Regina of Saxe-Meiningen (1925-2010); seven children.|
|Archduchess Adelheid||3 January 1914||2 October 1971(aged 57)|
|Archduke Robert||8 February 1915||7 February 1996(aged 80)||married (1953) Princess Margherita of Savoy-Aosta (born 7 April 1930); five children.|
|Archduke Felix||31 May 1916||6 September 2011(aged 95)||married (1952) Princess Anna-Eugénie of Arenberg (5 July 1925 – 9 June 1997); seven children.|
|Archduke Karl Ludwig||10 March 1918||11 December 2007(aged 89)||married (1950) Princess Yolanda of Ligne (born 6 May 1923); four children.|
|Archduke Rudolf||5 September 1919||15 May 2010(aged 90)||married (1953) Countess Xenia Tschernyschev-Besobrasoff (11 June 1929 – 20 September 1968); four children.|
Second marriage (1971) Princess Anna Gabriele of Wrede (born 11 September 1940); one child.
|Archduchess Charlotte||1 March 1921||23 July 1989(aged 68)||married (1956) George, Duke of Mecklenburg (5 October [O.S. 22 September] 1899 – 6 July 1963).|
|Archduchess Elisabeth||31 May 1922||7 January 1993(aged 70)||married (1949) Prince Heinrich Karl Vincenz of Liechtenstein (5 August 1916 – 17 April 1991), grandson of Prince Alfred; five children.|
|Ancestors of Charles I of Austria|
Charles I of Austria
Cadet branch of the House of LorraineBorn: 17 August 1887 Died: 1 April 1922
Franz Joseph I
| Emperor of Austria
|Abolition of monarchy|
| King of Hungary
|Titles in pretence|
|Dissolution of Austria-Hungary||-- TITULAR --
Emperor of Austria
King of Hungary
1918 - 1 April 1922
Crown Prince Otto
|-- TITULAR --
Archduke of Austria-Este
28 June 1914 - 16 April 1917
Reason for succession failure:
Title abolished in 1860