Roger Penrose

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## Early life

## Research

## Later activity

## An earlier universe

## Physics and consciousness

## Personal life

### Family life

### Religious views

## Awards and honours

## Works

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#### Co-authored

### Academic books

### Foreword to other books

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Roger Penrose

**Sir Roger Penrose** (born 8 August 1931) is an English mathematical physicist, mathematician, philosopher of science and Nobel Laureate in Physics. He is Emeritus Rouse Ball Professor of Mathematics at the University of Oxford, an emeritus fellow of Wadham College, Oxford and an honorary fellow of St John's College, Cambridge, and of University College London (UCL).^{[1]}

Penrose has made contributions to the mathematical physics of general relativity and cosmology. He has received several prizes and awards, including the 1988 Wolf Prize in Physics, which he shared with Stephen Hawking for the Penrose-Hawking singularity theorems,^{[2]} and one half of the 2020 Nobel Prize in Physics "for the discovery that black hole formation is a robust prediction of the general theory of relativity".^{[3]}^{[4]}^{[a]}

Born in Colchester, Essex, Roger Penrose is a son of Margaret (Leathes) and psychiatrist and geneticist Lionel Penrose.^{[b]} His paternal grandparents were J. Doyle Penrose, an Irish-born artist, and The Hon. Elizabeth Josephine Peckover; and his maternal grandparents were physiologist John Beresford Leathes and his wife, Sonia Marie Natanson,^{[5]}^{[6]} a Jewish Russian who had left St. Petersburg in the late 1880s.^{[7]}^{[5]} His uncle was artist Roland Penrose, whose son with photographer Lee Miller is Antony Penrose.^{[8]}^{[9]} Penrose is the brother of physicist Oliver Penrose, of geneticist Shirley Hodgson, and of chess Grandmaster Jonathan Penrose.^{[10]}^{[11]}

Penrose spent World War II as a child in Canada where his father worked in London, Ontario.^{[12]} Penrose attended University College School and University College London, where he graduated with a first class degree in mathematics.^{[10]}

In 1955, whilst still a student, Penrose reintroduced the E. H. Moore generalised matrix inverse, also known as the Moore-Penrose inverse,^{[13]} after it had been reinvented by Arne Bjerhammar in 1951.^{[14]} Having started research under the professor of geometry and astronomy, Sir W. V. D. Hodge, Penrose finished his PhD at St John's College, Cambridge, in 1958, with a thesis on "tensor methods in algebraic geometry" under algebraist and geometer John A. Todd.^{[15]} He devised and popularised the Penrose triangle in the 1950s, describing it as "impossibility in its purest form", and exchanged material with the artist M. C. Escher, whose earlier depictions of impossible objects partly inspired it.^{[16]}^{[17]} Escher's Waterfall, and Ascending and Descending were in turn inspired by Penrose.^{[18]}

As reviewer Manjit Kumar puts it:

As a student in 1954, Penrose was attending a conference in Amsterdam when by chance he came across an exhibition of Escher's work. Soon he was trying to conjure up impossible figures of his own and discovered the tribar - a triangle that looks like a real, solid three-dimensional object, but isn't. Together with his father, a physicist and mathematician, Penrose went on to design a staircase that simultaneously loops up and down. An article followed and a copy was sent to Escher. Completing a cyclical flow of creativity, the Dutch master of geometrical illusions was inspired to produce his two masterpieces.

^{[19]}

Penrose spent the academic year 1956-57 as an Assistant Lecturer at Bedford College, London and was then a Research Fellow at St John's College, Cambridge. During that three year post he married Joan Isabel Wedge, in 1959. Before the fellowship ended Penrose won a NATO Research Fellowship for 1959-61, first at Princeton and then at Syracuse University. Returning to the University of London, Penrose spent two years, 1961-63, as a researcher at King's College, London before returning to the United States to spend the year 1963-64 as a Visiting Associate Professor at the University of Texas at Austin.^{[20]}

Having become a reader at Birkbeck College, London (and having had his attention drawn from pure mathematics to astrophysics by the cosmologist Dennis Sciama, then at Cambridge)^{[10]} it was in 1964 that, in the words of Kip Thorne of Caltech, "Roger Penrose revolutionised the mathematical tools that we use to analyse the properties of spacetime".^{[21]}^{[22]} Until then work on the curved geometry of general relativity had been confined to configurations with sufficiently high symmetry for Einstein's equations to be soluble explicitly, and there was doubt about whether such cases were typical. One approach to this issue was by the use of perturbation theory, as developed under the leadership of John Archibald Wheeler at Princeton.^{[23]} The other, and more radically innovative, approach initiated by Penrose was to overlook the detailed geometrical structure of spacetime and instead concentrate attention just on the topology of the space, or at most its conformal structure, since it is the latter - as determined by the lay of the lightcones - that determines the trajectories of lightlike geodesics, and hence their causal relationships. The importance of Penrose's epoch-making paper "Gravitational Collapse and Space-Time Singularities"^{[24]} was not its only result, summarised roughly as that if an object such as a dying star implodes beyond a certain point, then nothing can prevent the gravitational field getting so strong as to form some kind of singularity. It also showed a way to obtain similarly general conclusions in other contexts, notably that of the cosmological Big Bang, which he dealt with in collaboration with Dennis Sciama's most famous student, Stephen Hawking.^{[25]}^{[26]}^{[27]} The Penrose-Hawking singularity theorems was inspired by Amal Kumar Raychaudhuri's Raychaudhuri equation.

It was in the local context of gravitational collapse that the contribution of Penrose was most decisive, starting with his 1969 cosmic censorship conjecture,^{[28]} to the effect that any ensuing singularities would be confined within a well-behaved event horizon surrounding a hidden space-time region for which Wheeler coined the term black hole, leaving a visible exterior region with strong but finite curvature, from which some of the gravitational energy may be extractable by what is known as the Penrose process, while accretion of surrounding matter may release further energy that can account for astrophysical phenomena such as quasars.^{[29]}^{[30]}^{[31]}

Following up his "weak cosmic censorship hypothesis", Penrose went on, in 1979, to formulate a stronger version called the "strong censorship hypothesis". Together with the Belinski-Khalatnikov-Lifshitz conjecture and issues of nonlinear stability, settling the censorship conjectures is one of the most important outstanding problems in general relativity. Also from 1979 dates Penrose's influential Weyl curvature hypothesis on the initial conditions of the observable part of the universe and the origin of the second law of thermodynamics.^{[32]} Penrose and James Terrell independently realised that objects travelling near the speed of light will appear to undergo a peculiar skewing or rotation. This effect has come to be called the Terrell rotation or Penrose-Terrell rotation.^{[33]}^{[34]}

In 1967, Penrose invented the twistor theory which maps geometric objects in Minkowski space into the 4-dimensional complex space with the metric signature (2,2).^{[35]}^{[36]}

Penrose is well known for his 1974 discovery of Penrose tilings, which are formed from two tiles that can only tile the plane nonperiodically, and are the first tilings to exhibit fivefold rotational symmetry. Penrose developed these ideas based on the article *Deux types fondamentaux de distribution statistique*^{[37]} (1938; an English translation *Two Basic Types of Statistical Distribution*) by Czech geographer, demographer and statistician Jaromír Kor?ák. In 1984, such patterns were observed in the arrangement of atoms in quasicrystals.^{[38]} Another noteworthy contribution is his 1971 invention of spin networks, which later came to form the geometry of spacetime in loop quantum gravity.^{[39]} He was influential in popularizing what are commonly known as Penrose diagrams (causal diagrams).^{[40]}

In 1983, Penrose was invited to teach at Rice University in Houston, by the then provost Bill Gordon. He worked there from 1983 to 1987.^{[41]}

In 2004, Penrose released *The Road to Reality: A Complete Guide to the Laws of the Universe*, a 1,099-page comprehensive guide to the Laws of Physics that includes an explanation of his own theory. The Penrose Interpretation predicts the relationship between quantum mechanics and general relativity, and proposes that a quantum state remains in superposition until the difference of space-time curvature attains a significant level.^{[42]}^{[43]}

Penrose is the Francis and Helen Pentz Distinguished Visiting Professor of Physics and Mathematics at Pennsylvania State University.^{[44]}

In 2010, Penrose reported possible evidence, based on concentric circles found in Wilkinson Microwave Anisotropy Probe data of the cosmic microwave background sky, of an earlier universe existing before the Big Bang of our own present universe.^{[45]} He mentions this evidence in the epilogue of his 2010 book *Cycles of Time*,^{[46]} a book in which he presents his reasons, to do with Einstein's field equations, the Weyl curvature C, and the Weyl curvature hypothesis (WCH), that the transition at the Big Bang could have been smooth enough for a previous universe to survive it.^{[47]}^{[48]} He made several conjectures about C and the WCH, some of which were subsequently proved by others, and he also popularized his conformal cyclic cosmology (CCC) theory.^{[49]}

In simple terms, he believes that the singularity in Einstein's field equation at the Big Bang is only an apparent singularity, similar to the well-known apparent singularity at the event horizon of a black hole.^{[29]} The latter singularity can be removed by a change of coordinate system, and Penrose proposes a different change of coordinate system that will remove the singularity at the big bang.^{[50]} One implication of this is that the major events at the Big Bang can be understood without unifying general relativity and quantum mechanics, and therefore we are not necessarily constrained by the Wheeler-DeWitt equation, which disrupts time.^{[51]}^{[52]} Alternatively, one can use the Einstein-Maxwell-Dirac equations.^{[53]}

Penrose has written books on the connection between fundamental physics and human (or animal) consciousness. In *The Emperor's New Mind* (1989), he argues that known laws of physics are inadequate to explain the phenomenon of consciousness.^{[54]} Penrose proposes the characteristics this new physics may have and specifies the requirements for a bridge between classical and quantum mechanics (what he calls *correct quantum gravity*).^{[55]} Penrose uses a variant of Turing's halting theorem to demonstrate that a system can be deterministic without being algorithmic. (For example, imagine a system with only two states, ON and OFF. If the system's state is ON when a given Turing machine halts and OFF when the Turing machine does not halt, then the system's state is completely determined by the machine; nevertheless, there is no algorithmic way to determine whether the Turing machine stops.)^{[56]}^{[57]}

Penrose believes that such deterministic yet non-algorithmic processes may come into play in the quantum mechanical wave function reduction, and may be harnessed by the brain. He argues that computers today are unable to have intelligence because they are algorithmically deterministic systems. He argues against the viewpoint that the rational processes of the mind are completely algorithmic and can thus be duplicated by a sufficiently complex computer.^{[58]} This contrasts with supporters of strong artificial intelligence, who contend that thought can be simulated algorithmically. He bases this on claims that consciousness transcends formal logic because things such as the insolubility of the halting problem and Gödel's incompleteness theorem prevent an algorithmically based system of logic from reproducing such traits of human intelligence as mathematical insight.^{[59]}^{[58]} These claims were originally espoused by the philosopher John Lucas of Merton College, Oxford.^{[60]}

The Penrose-Lucas argument about the implications of Gödel's incompleteness theorem for computational theories of human intelligence has been widely criticised by mathematicians, computer scientists and philosophers, and the consensus among experts in these fields seems to be that the argument fails, though different authors may choose different aspects of the argument to attack.^{[61]}Marvin Minsky, a leading proponent of artificial intelligence, was particularly critical, stating that Penrose "tries to show, in chapter after chapter, that human thought cannot be based on any known scientific principle." Minsky's position is exactly the opposite - he believed that humans are, in fact, machines, whose functioning, although complex, is fully explainable by current physics. Minsky maintained that "one can carry that quest [for scientific explanation] too far by only seeking new basic principles instead of attacking the real detail. This is what I see in Penrose's quest for a new basic principle of physics that will account for consciousness."^{[62]}

Penrose responded to criticism of *The Emperor's New Mind* with his follow up 1994 book *Shadows of the Mind*, and in 1997 with *The Large, the Small and the Human Mind*. In those works, he also combined his observations with that of anesthesiologist Stuart Hameroff.^{[63]}

Penrose and Hameroff have argued that consciousness is the result of quantum gravity effects in microtubules, which they dubbed Orch-OR (orchestrated objective reduction). Max Tegmark, in a paper in *Physical Review E*,^{[64]} calculated that the time scale of neuron firing and excitations in microtubules is slower than the decoherence time by a factor of at least 10,000,000,000. The reception of the paper is summed up by this statement in Tegmark's support: "Physicists outside the fray, such as IBM's John A. Smolin, say the calculations confirm what they had suspected all along. 'We're not working with a brain that's near absolute zero. It's reasonably unlikely that the brain evolved quantum behavior'".^{[65]} Tegmark's paper has been widely cited by critics of the Penrose-Hameroff position.

In their reply to Tegmark's paper, also published in *Physical Review E*, the physicists Scott Hagan, Jack Tuszy?ski and Hameroff^{[66]}^{[67]} claimed that Tegmark did not address the Orch-OR model, but instead a model of his own construction. This involved superpositions of quanta separated by 24 nm rather than the much smaller separations stipulated for Orch-OR. As a result, Hameroff's group claimed a decoherence time seven orders of magnitude greater than Tegmark's, but still well short of the 25 ms required if the quantum processing in the theory was to be linked to the 40 Hz gamma synchrony, as Orch-OR suggested. To bridge this gap, the group made a series of proposals.^{[66]} They supposed that the interiors of neurons could alternate between liquid and gel states. In the gel state, it was further hypothesized that the water electrical dipoles are oriented in the same direction, along the outer edge of the microtubule tubulin subunits.^{[66]} Hameroff et al. proposed that this ordered water could screen any quantum coherence within the tubulin of the microtubules from the environment of the rest of the brain. Each tubulin also has a tail extending out from the microtubules, which is negatively charged, and therefore attracts positively charged ions. It is suggested that this could provide further screening. Further to this, there was a suggestion that the microtubules could be pumped into a coherent state by biochemical energy.^{[68]}

Finally, he suggested that the configuration of the microtubule lattice might be suitable for quantum error correction, a means of holding together quantum coherence in the face of environmental interaction.^{[68]}

Hameroff, in a lecture in part of a Google Tech talks series exploring quantum biology, gave an overview of current research in the area, and responded to subsequent criticisms of the Orch-OR model.^{[69]} In addition to this, a 2011 paper by Roger Penrose and Stuart Hameroff published in the fringe *Journal of Cosmology* gives an updated model of their Orch-OR theory, in light of criticisms, and discusses the place of consciousness within the universe.^{[70]}

Phillip Tetlow, although himself supportive of Penrose's views, acknowledges that Penrose's ideas about the human thought process are at present a minority view in scientific circles, citing Minsky's criticisms and quoting science journalist Charles Seife's description of Penrose as "one of a handful of scientists" who believe that the nature of consciousness suggests a quantum process.^{[65]}

In January 2014 Hameroff and Penrose claimed that a discovery of quantum vibrations in microtubules by Anirban Bandyopadhyay of the National Institute for Materials Science in Japan^{[71]} confirms the hypothesis of Orch-OR theory.^{[72]} A reviewed and updated version of the theory was published along with critical commentary and debate in the March 2014 issue of *Physics of Life Reviews*.^{[73]}

Penrose is married to Vanessa Thomas, director of Academic Development at Cokethorpe School and former head of mathematics at Abingdon School,^{[74]}^{[75]} with whom he has one son.^{[74]} He has three sons from a previous marriage to American Joan Isabel Penrose (née Wedge), whom he married in 1959.^{[76]}^{[77]}

During an interview with BBC Radio 4 on 25 September 2010, Penrose states, "I'm not a believer myself. I don't believe in established religions of any kind. I would say I'm an atheist".^{[78]}
However, in the 1991 film *A Brief History of Time*, he also says, "I think I would say that the universe has a purpose, it's not somehow just there by chance ... some people, I think, take the view that the universe is just there and it runs along--it's a bit like it just sort of computes, and we happen somehow by accident to find ourselves in this thing. But I don't think that's a very fruitful or helpful way of looking at the universe, I think that there is something much deeper about it."^{[79]}

In an interview to *The Jerusalem Post*, Penrose stated that he could be considered a Jew according to religious laws but he doesn't identify himself as one.^{[80]}
Penrose is a patron of Humanists UK.^{[81]}

Penrose has been awarded many prizes for his contributions to science.
In 2020, Penrose was awarded one half of the Nobel Prize in Physics for the discovery that black hole formation is a robust prediction of the general theory of relativity, a half-share also going to Reinhard Genzel and Andrea Ghez for the discovery of a supermassive compact object at the centre of our galaxy.^{[3]}

In 2017 he was awarded the Commandino Medal at the Urbino University for his contributions to the history of science

In 2005 Penrose was awarded an honorary doctorate by Warsaw University and Katholieke Universiteit Leuven (Belgium), and in 2006 by the University of York. In 2006 he also won the Dirac Medal given by the University of New South Wales. In 2008 Penrose was awarded the Copley Medal. He is also a Distinguished Supporter of Humanists UK and one of the patrons of the Oxford University Scientific Society. In 2011, Penrose was awarded the Fonseca Prize by the University of Santiago de Compostela.
In 2012, Penrose was awarded the Richard R. Ernst Medal by ETH Zürich for his contributions to science and strengthening the connection between science and society. In 2015 Penrose was awarded an honorary doctorate by CINVESTAV-IPN (Mexico).^{[82]}

In 2004 he was awarded the De Morgan Medal for his wide and original contributions to mathematical physics.^{[83]} To quote the citation from the London Mathematical Society:

His deep work on General Relativity has been a major factor in our understanding of black holes. His development of Twistor Theory has produced a beautiful and productive approach to the classical equations of mathematical physics. His tilings of the plane underlie the newly discovered quasi-crystals.

^{[84]}

In 1971 he was awarded the Dannie Heineman Prize for Astrophysics. He was elected a Fellow of the Royal Society (FRS) in 1972. In 1975, Stephen Hawking and Penrose were jointly awarded the Eddington Medal of the Royal Astronomical Society. In 1985, he was awarded the Royal Society Royal Medal. Along with Stephen Hawking, he was awarded the prestigious Wolf Foundation Prize for Physics in 1988. In 1989 he was awarded the Dirac Medal and Prize of the British Institute of Physics. In 1990 Penrose was awarded the Albert Einstein Medal for outstanding work related to the work of Albert Einstein by the Albert Einstein Society. In 1991, he was awarded the Naylor Prize of the London Mathematical Society. From 1992 to 1995 he served as President of the International Society on General Relativity and Gravitation.
In 1994, Penrose was knighted for services to science.^{[85]} In the same year he was also awarded an Honorary Degree (Doctor of Science) by the University of Bath,^{[86]} and became a member of Polish Academy of Sciences. In 1998, he was elected Foreign Associate of the United States National Academy of Sciences.^{[87]} In 2000 he was appointed to the Order of Merit.^{[88]}

*The Emperor's New Mind: Concerning Computers, Minds, and The Laws of Physics*(1989)^{[89]}*Shadows of the Mind: A Search for the Missing Science of Consciousness*(1994)^{[90]}*The Road to Reality: A Complete Guide to the Laws of the Universe*(2004)^{[91]}*Cycles of Time: An Extraordinary New View of the Universe*(2010)^{[92]}*Fashion, Faith, and Fantasy in the New Physics of the Universe*(2016)^{[93]}

*The Nature of Space and Time*(with Stephen Hawking) (1996)^{[94]}*The Large, the Small and the Human Mind*(with Abner Shimony, Nancy Cartwright, and Stephen Hawking) (1997)^{[95]}*White Mars: The Mind Set Free*(with Brian Aldiss) (1999)^{[96]}

*Techniques of Differential Topology in Relativity*(1972, ISBN 0-89871-005-7)*Spinors and Space-Time: Volume 1, Two-Spinor Calculus and Relativistic Fields*(with Wolfgang Rindler, 1987) ISBN 0-521-33707-0 (paperback)*Spinors and Space-Time: Volume 2, Spinor and Twistor Methods in Space-Time Geometry*(with Wolfgang Rindler, 1988) (reprint), ISBN 0-521-34786-6 (paperback)

- Foreword to "The Map and the Territory: Exploring the foundations of science, thought and reality" by Shyam Wuppuluri and Francisco Antonio Doria. Published by Springer in "The Frontiers Collection", 2018.
^{[97]} - Foreword to
*Beating the Odds: The Life and Times of E. A. Milne*, written by Meg Weston Smith. Published by World Scientific Publishing Co in June 2013.^{[98]} - Foreword to "A Computable Universe" by Hector Zenil. Published by World Scientific Publishing Co in December 2012.
^{[99]} - Foreword to
*Quantum Aspects of Life*by Derek Abbott, Paul C. W. Davies, and Arun K. Pati. Published by Imperial College Press in 2008.^{[100]} - Foreword to
*Fearful Symmetry*by Anthony Zee's. Published by Princeton University Press in 2007.^{[101]}

**^**The other half was awarded jointly to Reinhard Genzel and Andrea Ghez for their work on black holes.**^**Penrose and his father shared mathematical concepts with Dutch graphic artist M. C. Escher which were incorporated into a lot of pieces, including Waterfall, which is based on the 'Penrose triangle', and Up and Down.

**^**"Oxford Mathematician Roger Penrose jointly wins the Nobel Prize in Physics | University of Oxford".*www.ox.ac.uk*. Retrieved 2020.**^**Siegel, Matthew (8 January 2008). "Wolf Foundation Honors Hawking and Penrose for Work in Relativity".*Physics Today*.**42**(1): 97-98. doi:10.1063/1.2810893. ISSN 0031-9228.- ^
^{a}^{b}"The Nobel Prize in Physics 2020".*NobelPrize.org*. Retrieved 2020. **^**Overbye, Dennis; Taylor, Derrick Bryson (6 October 2020). "Nobel Prize in Physics Awarded to 3 Scientists for Work on Black Holes - The prize was awarded half to Roger Penrose for showing how black holes could form and half to Reinhard Genzel and Andrea Ghez for discovering a supermassive object at the Milky Way's center".*The New York Times*. Retrieved 2020.- ^
^{a}^{b}Brookfield, Tarah (2018).*Our Voices Must Be Heard: Women and the Vote in Ontario*. UBC Press. ISBN 978-0-7748-6022-2. **^**Rudolph Peters (1958). "John Beresford Leathes. 1864-1956".*Biographical Memoirs of Fellows of the Royal Society*.**4**: 185-191. doi:10.1098/rsbm.1958.0016.**^**Roger Penrose. Cycles of Time: Is It Possible to Discern the Previous Universe Through the Big Bang? on YouTube**^**Hall, Chris (19 March 2016). "Lee Miller, the mother I never knew".*The Guardian*. ISSN 0261-3077. Retrieved 2020.**^**"Illustrated Mathematics".*Farleys House and Gallery*. Retrieved 2020.- ^
^{a}^{b}^{c}"Roger Penrose - Biography".*Maths History*. Retrieved 2020. **^**AP and TOI staff. "Scientist of Jewish heritage among trio to win Nobel prize for black hole finds".*www.timesofisrael.com*. Retrieved 2020.**^**Ogilvie, Megan (23 March 2009). "Just Visiting: Sir Roger Penrose".*Toronto Star*. Retrieved 2020.**^**Penrose, R. (1955). "A generalized inverse for matrices".*Mathematical Proceedings of the Cambridge Philosophical Society*.**51**(3): 406-413. Bibcode:1955PCPS...51..406P. doi:10.1017/S0305004100030401.**^**Zheng, Wenjie. "The 100th anniversary of Moore-Penrose inverse and its role in statistics and machine learning".*www.zhengwenjie.net*. Retrieved 2020.**^**"Roger Penrose wins 2020 Nobel Prize in Physics for discovery about black holes".*University of Cambridge*. 6 October 2020. Retrieved 2020.**^**Welch, Chris (23 March 2012). "'Frustro' typeface applies the Penrose impossible triangle concept to words".*The Verge*. Retrieved 2020.**^**Baggini, Julian (2012).*Philosophy: All That Matters*. John Murray Press. ISBN 978-1-4441-5585-3.**^**"Ascending and Descending by M.C. Escher - Facts about the Painting".*Totally History*. 21 May 2013. Retrieved 2020.**^**Kumar, Manjit (15 October 2010). "Cycles of Time: An Extraordinary New View of the Universe by Roger Penrose - review".*The Guardian*.**^**"Professor Sir Roger Penrose awarded the 2020 Nobel Prize in Physics".*King's College London*. Retrieved 2020.**^**"The second Cambridge Cutting Edge Lecture: Professor Sir Roger Penrose".*Cambridge Society of Paris*. 12 March 2019. Retrieved 2020.**^**Thorne, Kip; Thorne, Kip S.; Hawking, Stephen (1994).*Black Holes and Time Warps: Einstein's Outrageous Legacy*. W. W. Norton & Company. ISBN 978-0-393-31276-8.**^**Ellis, George F. R.; Penrose, Sir Roger (1 January 2010). "Dennis William Sciama. 18 November 1926 - 19 December 1999".*Biographical Memoirs of Fellows of the Royal Society*.**56**: 401-422. doi:10.1098/rsbm.2009.0023. ISSN 0080-4606. S2CID 73035217.**^**Penrose, Roger (January 1965). "Gravitational Collapse and Space-Time Singularities".*Physical Review Letters*.**14**(3): 57-59. Bibcode:1965PhRvL..14...57P. doi:10.1103/PhysRevLett.14.57.**^**Clark, Stuart. "A brief history of Stephen Hawking: A legacy of paradox".*New Scientist*. Retrieved 2020.**^**"Roger Penrose".*New Scientist*. Retrieved 2020.**^**Wolchover, Natalie. "Physicists Debate Hawking's Idea That the Universe Had No Beginning".*Quanta Magazine*. Retrieved 2020.**^**Fernandez, Rodrigo L. (21 July 2020). "Cosmic Censorship Conjecture violation: A semiclassical approach". arXiv:2007.10601 [gr-qc].- ^
^{a}^{b}Curiel, Erik (2020), "Singularities and Black Holes", in Zalta, Edward N. (ed.),*The Stanford Encyclopedia of Philosophy*(Summer 2020 ed.), Metaphysics Research Lab, Stanford University, retrieved 2020 **^**Kafatos, M.; Leiter, D. (1979). "1979ApJ...229...46K Page 46".*The Astrophysical Journal*.**229**: 46. Bibcode:1979ApJ...229...46K. doi:10.1086/156928. Retrieved 2020.**^**"Penrose process".*Oxford Reference*. doi:10.1093/oi/authority.20110810105604640 (inactive 4 January 2021). Retrieved 2020.CS1 maint: DOI inactive as of January 2021 (link)**^**R. Penrose (1979). "Singularities and Time-Asymmetry". In S. W. Hawking; W. Israel (eds.).*General Relativity: An Einstein Centenary Survey*. Cambridge University Press. pp. 581-638.**^**Terrell, James (1959). "Invisibility of the Lorentz Contraction".*Physical Review*.**116**(4): 1041-1045. Bibcode:1959PhRv..116.1041T. doi:10.1103/PhysRev.116.1041.**^**Penrose, Roger (1959). "The Apparent Shape of a Relativistically Moving Sphere".*Proceedings of the Cambridge Philosophical Society*.**55**(1): 137-139. Bibcode:1959PCPS...55..137P. doi:10.1017/S0305004100033776.**^**"New Horizons in Twistor Theory | Mathematical Institute".*www.maths.ox.ac.uk*. Retrieved 2020.**^**"twistor space in nLab".*ncatlab.org*. Retrieved 2020.**^**Jaromír Kor?ák (1938): Deux types fondamentaux de distribution statistique. Prague, Comité d'organisation, Bull. de l'Institute Int'l de Statistique, vol. 3, pp. 295-299.**^**Steinhardt, Paul (1996). "New perspectives on forbidden symmetries, quasicrystals, and Penrose tilings".*PNAS*.**93**(25): 14267-14270. Bibcode:1996PNAS...9314267S. doi:10.1073/pnas.93.25.14267. PMC 34472. PMID 8962037.**^**"Penrose on Spin Networks".*math.ucr.edu*. Retrieved 2020.**^**"Penrose diagrams".*jila.colorado.edu*. Retrieved 2020.**^**"Roger Penrose at Rice, 1983-87".*Rice History Corner*. 22 May 2013.**^**Johnson, George (27 February 2005). "'The Road to Reality': A Really Long History of Time". The New York Times, USA. Retrieved 2017.**^**"If an Electron Can Be in Two Places at Once, Why Can't You?". Archived from the original on 1 November 2012. Retrieved 2008.**^**"Dr. Roger Penrose at Penn State University". Archived from the original on 16 April 2008. Retrieved 2007.**^**Gurzadyan, V.G.; Penrose, R. (2010). "Concentric circles in WMAP data may provide evidence of violent pre-Big-Bang activity". volume "v1". arXiv:1011.3706 [astro-ph.CO].**^**Roger Penrose,*Cycles of Time*, Vintage; Reprint edition (1 May 2012)**^**Stoica, Ovidiu-Cristinel (November 2013). "On the Weyl Curvature Hypothesis".*Annals of Physics*.**338**: 186-194. arXiv:1203.3382. Bibcode:2013AnPhy.338..186S. doi:10.1016/j.aop.2013.08.002. S2CID 119329306.**^**R. Penrose (1979). "Singularities and Time-Asymmetry". In S. W. Hawking; W. Israel (eds.).*General Relativity: An Einstein Centenary Survey*. Cambridge University Press. pp. 581-638.**^**"New evidence for cyclic universe claimed by Roger Penrose and colleagues".*Physics World*. 21 August 2018. Retrieved 2020.**^**Penrose, Roger (5 September 2017).*Fashion, Faith, and Fantasy in the New Physics of the Universe*. Princeton University Press. ISBN 978-0-691-17853-0.**^**Kiefer, Claus (13 August 2013). "Conceptual Problems in Quantum Gravity and Quantum Cosmology".*ISRN Mathematical Physics*. Retrieved 2020.**^**Vaas, Rüdiger (2004). "The Inverted Big-Bang" (PDF). arXiv:physics/0407071.**^**Finster, F.; Smoller, J.A.; Yau, S.-T. "The Einstein-Dirac-Maxwell Equations - Black Hole Solutions" (PDF).**^**Ferris, Timothy (19 November 1989). "HOW THE BRAIN WORKS, MAYBE (Published 1989)".*The New York Times*. ISSN 0362-4331. Retrieved 2020.**^**Stork, David G. (29 October 1989). "The Physicist Against the Hackers : THE EMPEROR'S NEW MIND: On Computers, Minds, and the Laws of Physics by Roger Penrose (Oxford University Press: $24.95; 428 pp.)".*Los Angeles Times*. Retrieved 2020.**^**Penrose, Roger (28 April 2016).*The Emperor's New Mind: Concerning Computers, Minds, and the Laws of Physics*. Oxford University Press. ISBN 978-0-19-255007-1.**^**"20th WCP: Computational Complexity and Philosophical Dualism".*www.bu.edu*. Retrieved 2020.- ^
^{a}^{b}Penrose, Roger (2016).*The Emperor's New Mind: Concerning Computers, Minds, and the Laws of Physics*. Oxford University Press. ISBN 978-0-19-878492-0. **^**Sen, Shuvendu (24 October 2017).*Why Buddha Never Had Alzheimer's: A Holistic Treatment Approach Through Meditation, Yoga, and the Arts*. Health Communications, Inc. ISBN 978-0-7573-1994-5.**^**"In Memoriam: John Lucas".*www.philosophy.ox.ac.uk*. Retrieved 2020.**^**Criticism of the Lucas/Penrose argument that intelligence can not be entirely algorithmic:- MindPapers: 6.1b. Godelian arguments
- References for Criticisms of the Gödelian Argument
- Boolos, George, et al. 1990.
*An Open Peer Commentary on The Emperor's New Mind.*Behavioral and Brain Sciences 13 (4) 655. - Davis, Martin 1993.
*How subtle is Gödel's theorem? More on Roger Penrose.*Behavioral and Brain Sciences, 16, 611-612. Online version at Davis' faculty page at http://cs.nyu.edu/cs/faculty/davism/ - Feferman, Solomon (1996). "Penrose's Gödelian argument".
*Psyche*.**2**: 21-32. CiteSeerX 10.1.1.130.7027. - Krajewski, Stanislaw 2007.
*On Gödel's Theorem and Mechanism: Inconsistency or Unsoundness is Unavoidable in any Attempt to 'Out-Gödel' the Mechanist.*Fundamenta Informaticae 81, 173-181. Reprinted in Topics in Logic, Philosophy and Foundations of Mathematics and Computer Science:In Recognition of Professor Andrzej Grzegorczyk (2008), p. 173 - LaForte, Geoffrey; Hayes, Patrick J.; Ford, Kenneth M. (1998). "Why Gödel's Theorem Cannot Refute Computationalism".
*Artificial Intelligence*.**104**(1-2): 265-286. doi:10.1016/s0004-3702(98)00052-6.^{[permanent dead link]} - Lewis, David K. 1969.
*Lucas against mechanism*. Philosophy 44 231-233. - Putnam, Hilary 1995.
*Review of Shadows of the Mind.*In Bulletin of the American Mathematical Society 32, 370-373 (also see Putnam's less technical criticisms in his New York Times review)

- Bringsford, S. and Xiao, H. 2000.
*A Refutation of Penrose's Gödelian Case Against Artificial Intelligence.*Journal of Experimental and Theoretical Artificial Intelligence 12: 307-329. The authors write that it is "generally agreed" that Penrose "failed to destroy the computational conception of mind." - In an article at "King's College London - Department of Mathematics". Archived from the original on 25 January 2001. Retrieved 2010. L.J. Landau at the Mathematics Department of King's College London writes that "Penrose's argument, its basis and implications, is rejected by experts in the fields which it touches."

- Princeton Philosophy professor John Burgess writes in
*On the Outside Looking In: A Caution about Conservativeness*(published in Kurt Gödel: Essays for his Centennial, with the following comments found on pp. 131-132) that "the consensus view of logicians today seems to be that the Lucas-Penrose argument is fallacious, though as I have said elsewhere, there is at least this much to be said for Lucas and Penrose, that logicians are not unanimously agreed as to where precisely the fallacy in their argument lies. There are at least three points at which the argument may be attacked." - Nachum Dershowitz 2005.
*The Four Sons of Penrose*, in*Proceedings of the Eleventh Conference on Logic for Programming, Artificial Intelligence and Reasoning (LPAR; Jamaica)*, G. Sutcliffe and Andrei Voronkov, eds., Lecture Notes in Computer Science, vol. 3835, Springer-Verlag, Berlin, pp. 125-138.

**^**Marvin Minsky. "Conscious Machines." Machinery of Consciousness, Proceedings, National Research Council of Canada, 75th Anniversary Symposium on Science in Society, June 1991.**^**"Can Quantum Physics Explain Consciousness? One Scientist Thinks It Might".*Discover Magazine*. Retrieved 2020.**^**Tegmark, Max (2000). "The importance of quantum decoherence in brain processes".*Physical Review E*.**61**(4): 4194-4206. arXiv:quant-ph/9907009. Bibcode:2000PhRvE..61.4194T. doi:10.1103/physreve.61.4194. PMID 11088215. S2CID 17140058.- ^
^{a}^{b}Tetlow, Philip (2007).*The Web's Awake: An Introduction to the Field of Web Science and the Concept of Web Life*. Hoboken, New Jersey: John Wiley & Sons. p. 166. ISBN 978-0-470-13794-9. - ^
^{a}^{b}^{c}Hagan, S.; Hameroff, S. & Tuszy?ski, J. (2002). "Quantum Computation in Brain Microtubules? Decoherence and Biological Feasibility".*Physical Review E*.**65**(6): 061901. arXiv:quant-ph/0005025. Bibcode:2002PhRvE..65f1901H. doi:10.1103/PhysRevE.65.061901. PMID 12188753. S2CID 11707566. **^**Hameroff, S. (2006). "Consciousness, Neurobiology and Quantum Mechanics". In Tuszynski, Jack (ed.).*The Emerging Physics of Consciousness*. Springer. pp. 193-253. Bibcode:2006epc..book.....T.- ^
^{a}^{b}Hameroff, Stuart; Marcer, P. (1998). "Quantum Computation in Brain Microtubules? The Penrose--Hameroff 'Orch OR' Model of Consciousness [and Discussion]".*Philosophical Transactions: Mathematical, Physical and Engineering Sciences*.**356**(1743): 1869-1896. ISSN 1364-503X. JSTOR 55017. **^**"Clarifying the Tubulin bit/qubit - Defending the Penrose-Hameroff Orch OR Model (Quantum Biology)". YouTube. 22 October 2010. Retrieved 2012.**^**Roger Penrose & Stuart Hameroff (4 July 1992). "Consciousness in the Universe: Neuroscience, Quantum Space-Time Geometry and Orch OR Theory".*Journal of Cosmology*. Quantumconsciousness.org. Archived from the original on 16 June 2012. Retrieved 2012.**^**"Anirban Bandyopadhyay". Retrieved 2014.**^**"Discovery of quantum vibrations in 'microtubules' inside brain neurons supports controversial theory of consciousness".*ScienceDaily*. Retrieved 2014.**^**S. Hameroff; R. Penrose (2014). "Consciousness in the universe: A review of the 'Orch OR' theory".*Physics of Life Reviews*.**11**(1): 39-78. Bibcode:2014PhLRv..11...39H. doi:10.1016/j.plrev.2013.08.002. PMID 24070914.- ^
^{a}^{b}"The Peter & Patricia Gruber Foundation, St. Thomas US Virgin Islands - Grants and International Awards". Gruberprizes.org. 8 August 1931. Retrieved 2012. **^**"Vanessa Penrose". Abingdon School. 6 July 2012. Archived from the original on 27 March 2012. Retrieved 2012.**^**"7+ Out of This World Facts About Physicist Sir Roger Penrose".*interestingengineering.com*. 27 October 2019. Retrieved 2020.**^**"Roger Penrose".*The Gifford Lectures*. 18 August 2014. Retrieved 2020.**^**"Big Bang follows Big Bang follows Big Bang".*BBC News*. 25 September 2010. Retrieved 2010.**^**See A Brief History of Time (1991) film script - springfieldspringfield.co.uk Archived 24 September 2015 at the Wayback Machine**^**Siegel-Itzkovich, Judy (1 May 2005). "A mind in a million".*Jerusalem Post*. p. 7.**^**"Patrons".*Humanists UK*. Retrieved 2020.**^**"Roger Penrose Doctor Honoris Causa por el Cinvestav".*cinvestav.mx*(in Spanish). Retrieved 2020.**^**"Roger Penrose".*Physics Today*. 8 August 2018. doi:10.1063/PT.6.6.20180808a.**^**"London Mathematical Society". Archived from the original on 31 December 2004.**^**"Supplement 53696,10 June 1994, London Gazette".*The Gazette*. Retrieved 2015.**^**"Honorary Graduates 1989 to present". University of Bath. Archived from the original on 19 December 2015. Retrieved 2012.**^**"Sir Roger Penrose | Person".*Fetzer Franklin Fund*(in German). Retrieved 2020.**^**"Appointments to the Order of Merit". Retrieved 2020.**^**Penrose, Roger (1989).*The Emperor's New Mind*.**^**Penrose, Roger (1994).*Shadows of the Mind: A Search for the Missing Science of Consciousness*. Oxford University Press. ISBN 978-0-19-510646-6.**^**Penrose, Roger (31 March 2016).*The Road to Reality: A Complete Guide to the Laws of the Universe*. Random House. ISBN 978-1-4464-1820-8.**^**Penrose, Roger (6 September 2011).*Cycles of Time: An Extraordinary New View of the Universe*. Knopf Doubleday Publishing Group. ISBN 978-0-307-59674-1.**^**Penrose, Roger (5 September 2017).*Fashion, Faith, and Fantasy in the New Physics of the Universe*. Princeton University Press. ISBN 978-0-691-17853-0.**^**Hawking, Stephen W.; Penrose, Roger (1996).*The Nature of Space and Time*. Princeton University Press. ISBN 978-0-691-03791-2.**^**Penrose, Roger; Shimony, Abner; Cartwright, Nancy; Hawking, Stephen (28 April 2000).*The Large, the Small and the Human Mind*. Cambridge University Press. ISBN 978-0-521-78572-3.**^**Aldiss, Brian W.; Penrose, Roger (19 May 2015).*White Mars; or, The Mind Set Free: A 21st-Century Utopia*. Open Road Media. ISBN 978-1-5040-1028-3.**^**Wuppuluri, Shyam; Doria, Francisco Antonio (13 February 2018).*The Map and the Territory: Exploring the Foundations of Science, Thought and Reality*. Springer. ISBN 978-3-319-72478-2.**^**Weston-smith, Meg (16 April 2013).*Beating The Odds: The Life And Times Of E A Milne*. World Scientific. ISBN 978-1-84816-943-2.**^**Zenil, Hector (2013).*A Computable Universe: Understanding and Exploring Nature as Computation*. World Scientific. ISBN 978-981-4374-30-9.**^**Abbott, Derek; Davies, Paul C. W.; Pati, Arun Kumar (12 September 2008).*Quantum Aspects Of Life*. World Scientific. ISBN 978-1-908978-73-8.**^**Zee, A. (1 October 2015).*Fearful Symmetry: The Search for Beauty in Modern Physics*. Princeton University Press. ISBN 978-1-4008-7450-7.

- Ferguson, Kitty (1991).
*Stephen Hawking: Quest for a Theory of Everything*. Franklin Watts. ISBN 0-553-29895-X. - Misner, Charles; Thorne, Kip S. & Wheeler, John Archibald (1973).
*Gravitation*. San Francisco: W. H. Freeman. ISBN 978-0-7167-0344-0. (See*Box 34.2*.)

Scholia has a profile for Roger Penrose (Q193803). |

- Roger Penrose on IMDb
- Awake in the Universe - Penrose debates how creativity, the most elusive of faculties, has helped us unlock the country of the mind and the mysteries of the cosmos with Bonnie Greer.
- Works by or about Roger Penrose at Internet Archive
- Dangerous Knowledge on YouTube - Penrose was one of the principal interviewees in a BBC documentary about the mathematics of infinity directed by David Malone
- Penrose's new theory "Aeons Before the Big Bang?":
- Original 2005 lecture: "Before the Big Bang? A new perspective on the Weyl curvature hypothesis" (Isaac Newton Institute for Mathematical Sciences, Cambridge, 11 November 2005).
- Original publication: "Before the Big Bang: an outrageous new perspective and its implications for particle physics".
*Proceedings of EPAC 2006*. Edinburgh. 2759-2762 (cf. also Hill, C.D. & Nurowski, P. (2007) "On Penrose's 'Before the Big Bang' ideas". Ithaca) - Revised 2009 lecture: "Aeons Before the Big Bang?" (Georgia Institute of Technology, Center for Relativistic Astrophysics)
- BBC interview on the new theory on YouTube

- Roger Penrose on
*The Forum* - Penrose on sidestepping reason on YouTube
- O'Connor, John J.; Robertson, Edmund F., "Roger Penrose",
*MacTutor History of Mathematics archive*, University of St Andrews. - Hilary Putnam's review of Penrose's 'Shadows of the Mind' claiming that Penrose's use of Godel's Incompleteness Theorem is fallacious
- Beyond the Doubting of a Shadow: A Reply to Commentaries on Shadows of the Mind at the Wayback Machine (archived 18 June 2008)

- Penrose Tiling found in Islamic Architecture
- Two theories for the formation of quasicrystals resembling Penrose tilings
- Tegmark, Max (2000). "The importance of quantum decoherence in brain processes".
*Physical Review E*.**61**(4): 4194-4206. arXiv:quant-ph/9907009. Bibcode:2000PhRvE..61.4194T. doi:10.1103/physreve.61.4194. PMID 11088215. S2CID 17140058.- "Biological feasibility of quantum states in the brain" - (a disputation of Tegmark's result by Hagan, Hameroff, and Tuszy?ski)

- "Toilet Paper Plagiarism" at the Wayback Machine (archived 12 March 2005) - D. Trull about Penrose's lawsuit concerning the use of his Penrose tilings on toilet paper
- Roger Penrose: A Knight on the tiles (
*Plus Magazine*) - Penrose's Gifford Lecture biography
- Quantum-Mind
- Audio: Roger Penrose in conversation on the BBC World Service discussion show
- Roger Penrose speaking about Hawking's new book on Premier Christian Radio
- "The Cyclic Universe - A conversation with Roger Penrose",
*Ideas Roadshow*, 2013 - Forbidden crystal symmetry in mathematics and architecture, filmed event at the Royal Institution, October 2013
*Oxford Mathematics Interviews*: "Extra Time: Professor Sir Roger Penrose in conversation with Andrew Hodges." These two films explore the development of Sir Roger Penrose's thought over more than 60 years, ending with his most recent theories and predictions. 51 min and 42 min. (Mathematical Institute)- BBC Radio 4 - The Life Scientific - Roger Penrose on Black Holes - 22 November 2016 Sir Roger Penrose talks to Jim Al-Khalili about his trailblazing work on how black holes form, the problems with quantum physics and his portrayal in films about Stephen Hawking.
- The Penrose Institute Website
- A chess problem holds the key to human consciousness?, Chessbase
- Roger Penrose on Nobelprize.org

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